Reputational damage and name changes: Impact of financial crimes

Document Type

Article

Publication Title

Corporate Governance: An International Review

Publication Date

5-19-2022

Abstract/ Summary

Research Question

This study examines the relation between reputational issues and name-change decisions among US financial firms. I examine if financial firm name changes are related to reputational concerns and whether or not financial firms try to distance themselves from misconduct by adopting a new name.

Research Findings/Insights

I document that firms adopt a new name to disassociate themselves from reputational concerns. I find that investors react negatively to name-change announcements for firms with reputational issues. My findings also suggest significant corporate upheaval following misconduct, such as dampening performance.

Theoretical/Academic Implications

My research is the first to investigate market reactions to name changes in the US financial industry. My paper utilizes several unique hand-collected datasets of corporate wrongdoings, violations, frauds, and other financial crimes to measure firm reputation and test whether name changes are related to reputational concerns.

Practitioner/Policy Implications

I not only measure pre-event misconducts for name changes but also analyze the future firm performance following financial misrepresentations. My paper adds to the growing literature of firm reputation, brand image, and firm value.

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